Gotham Asset Management 13F, Q3 2023
Joel Greenblatt · quarter ending 30 September 2023 · filed 14 November 2023 · SEC CIK 1510387
Common stock only: shares the fund reported owning at the quarter end, valued as filed.
Largest positions, Q3 2023
The 25 largest of 1,313 positions. Weights are against the whole filed book. Changes are in shares held, against the Q2 2023 filing.
| Company | Ticker | Value | % of book | vs Q2 2023 |
|---|---|---|---|---|
| SPDR S&P 500 ETF TR | SPY | $389.60M | 8.1% | +22% shares |
| TIDAL ETF TR | GSPY | $259.78M | 5.4% | unchanged |
| ISHARES TR | IVV | $78.80M | 1.6% | +11% shares |
| APPLE INC | AAPL | $70.42M | 1.4% | +3% shares |
| MICROSOFT CORP | MSFT | $60.11M | 1.2% | unchanged |
| SNOWFLAKE INC | SNOW | $59.73M | 1.2% | unchanged |
| ALPHABET INC | GOOGL | $48.74M | 1.0% | unchanged |
| TIDAL ETF TR | GVLU | $46.02M | 0.9% | unchanged |
| META PLATFORMS INC | META | $38.47M | 0.8% | +11% shares |
| NVIDIA CORPORATION | NVDA | $36.54M | 0.8% | +55% shares |
| AMAZON COM INC | AMZN | $36.29M | 0.8% | unchanged |
| ISHARES INC | IEMG | $32.59M | 0.7% | +2% shares |
| BERKSHIRE HATHAWAY INC DEL | BRK/B | $29.04M | 0.6% | unchanged |
| ISHARES TR | IEFA | $28.29M | 0.6% | +132% shares |
| APPLIED MATLS INC | AMAT | $22.81M | 0.5% | +31% shares |
| CATERPILLAR INC | CAT | $22.62M | 0.5% | +27% shares |
| CISCO SYS INC | CSCO | $21.62M | 0.5% | +10% shares |
| SALESFORCE INC | CRM | $21.14M | 0.4% | +61% shares |
| BROADCOM INC | AVGO | $20.42M | 0.4% | -12% shares |
| VANGUARD BD INDEX FDS | BND | $20.35M | 0.4% | +10% shares |
| EXXON MOBIL CORP | XOM | $20.26M | 0.4% | -19% shares |
| SKYWORKS SOLUTIONS INC | SWKS | $20.01M | 0.4% | +71% shares |
| EMERSON ELEC CO | EMR | $19.78M | 0.4% | +202% shares |
| JOHNSON & JOHNSON | JNJ | $19.47M | 0.4% | +9% shares |
| LAM RESEARCH CORP | $18.16M | 0.4% | +4% shares |
What changed since Q2 2023
Against the Q2 2023 filing, Gotham Asset Management opened 143 new positions, added to 589, trimmed 481, left 100 unchanged and exited 124. Every position is compared, matched on its CUSIP; a change of 2% or less in shares counts as unchanged.
New positions
- KVUE$15.08M
- COPX$3.95M
- HHG CAPITAL CORPORATION$3.77M
- JUNIPER NETWORKS INC$2.99M
- OKTA$2.74M
- HOG$2.62M
- DRVN$2.47M
- MDU$2.17M
and 135 more
Exited
- UNIVAR SOLUTIONS INCwas $7.53M
- SYNEOS HEALTH INCwas $6.58M
- HOWARD HUGHES CORPwas $3.66M
- CORwas $3.56M
- BLACK KNIGHT INCwas $3.35M
- INSPwas $2.26M
- BF/Bwas $2.16M
- RIVNwas $2.16M
and 116 more
Other quarters
Source: SEC Form 13F-HR, accession 0001398344-23-020704, filed by Gotham Asset Management, LLC. Values are as filed and cover US-listed positions only; a 13F does not show short positions or holdings outside the US. A 13F may be filed up to 45 days after the quarter ends, so the fund may have traded since. Educational information, not financial advice.